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What US rules say about updating a Form D

17 CFR 230.503 current

FiledThe text of a federal regulation, read directly.

What this is

What US rules say about updating a Form D: no amendment is needed just because more shares are sold, or after the offering ends.

How it’s built

  1. Read from the US federal rule on Form D filings, 17 CFR 230.503, via Cornell Law School’s legal information site.

What we assumed

Nothing. The figure is used as published.

Sanity check

So the lack of an amended Form D for Niantic’s 2015 round says little about whether the $10m milestone money was later raised.

Where it comes from

The line in the source

The amount of securities sold in the offering or the amount remaining to be sold … no amendment is required to reflect a change that occurs after the offering terminates

In English

Read via Cornell LII rendering of 17 CFR 230.503(a)(3). Sources the legal leg of F:Q51.D-11 ('absence of a D/A is weak evidence'); raises its does_not_show reading C → B.

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